registered representative

基本解释

Dave is also a Registered Representative and a Registered Principal of that company.
戴夫也是该公司的注册代表和该公司的注册长。
The registered representative offices would not be renewed or updated for any changes.
原已登记的办事机构，不再办理变更或者延期手续。
An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive.
在证券经纪公司里营销产品和投资建议的员工称为证券经纪人或业务经纪人。

Felix made 5% as the placement agent for the funds but Felix also had a registered representative that worked with sellers.
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Further, the firm submitted three inaccurate 3070 filings and failed to submit a 3070 filing disclosing the felony conviction of a registered representative.
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To be clear, very clear, I am NOT advocating that every broker-dealer or registered representative be required to conduct business based solely upon guarantees or profit sharing.
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